Mastering NYC Building Codes and FISP

Your Guide to Compliance

Welcome, Manhattan Coop and Condo Board Members! In the sphere of urban architecture and safety regulations, New York City sets the standard with its stringent building codes and standards. As stewards of your community's safety and integrity, understanding these regulations, particularly the Façade Inspection Safety Program (FISP), is paramount. Let's dive into this informative explainer tailored just for you:

1. Understand NYC Building Codes

You play a pivotal role in ensuring compliance with NYC's building codes, covering aspects from structural integrity to fire safety. Familiarize yourself with the historical context, regulatory bodies like the Department of Buildings (DOB), and the comprehensive scope of these codes.

  • Historical Context: The tragic Triangle Shirtwaist Factory fire of 1911, where 146 garment workers lost their lives due to inadequate fire safety measures, stands as a pivotal moment in shaping the city's approach to building regulations. This catastrophic event prompted widespread outcry and led to significant reforms, including the enactment of new building codes aimed at preventing similar tragedies.

  • Regulatory Bodies: The Department of Buildings (DOB) plays a critical role in upholding compliance with a majority of NYC's building codes. It serves as the authoritative entity overseeing regulations, conducting inspections, issuing permits, and promoting safety standards. Through its efforts, the DOB ensures the structural integrity and safety of buildings throughout Manhattan.

  • Fire Safety: When it comes to fire safety, the local fire department is generally the entity that implements and enforces regulations. In New York City, it is the New York City Fire Department (NYFD) that enforces the fire codes and educates the public on safety measures.

 

2. What does the DOB Cover?

The DOB oversees various aspects of construction and safety, categorizing its jurisdiction into three primary areas: Build, Safety, and Licensing. In this section, we'll explore the Safety category in detail, shedding light on crucial areas such as boilers, elevators, energy emissions, and building facades.

Understanding the scope of the DOB's coverage is paramount for board members to navigate regulatory requirements effectively and maintain the safety and integrity of their properties. Let's dive into this comprehensive overview to gain valuable insights into the role of the DOB in safeguarding your community.

  1. Boiler: The majority of buildings in Manhattan have boilers that produce steam to heat their space and hot water. Many decades ago, boilers used coal as their fuel source. As time evolved, the fuel source was converted to oil, then to natural gas. Boilers have to be registered with the DOB and regularly inspected by qualified boiler professionals.

  2. Elevator: Over the decades, there have been several tragedies in elevators that have resulted in the DOB making the elevator codes stricter and stricter. Elevators need to be regularly serviced and inspected by qualified elevator professionals. The inspections need to be performed by a third-party inspector once a year and a more in-depth inspection every five years. These are called Cat-1 and Cat-5.

  3. Energy – Building Emissions: This category is the most recent addition to the DOB’s building codes. It pertains to the Energy Efficiency Letter Grades which are also known as Local Law 33, which requires owners of buildings over 25,000 square feet to obtain Building Energy Efficiency Rating labels on an annual basis and also to be displayed near public-facing entrances. These labels include a 1-100 ENERGY STAR® score and a corresponding A-D letter grade. Ratings are obtained through the Department of Buildings.

  4. Façades:  The façade of a building is the exterior facing walls of the building. It is part of the building envelope, which is one of the most important aspects of your building. Envelopes consist of all the building components that separate the indoors from the outdoors, including the exterior walls, foundations, roof, windows and doors. The majority of façades in New York’s residential buildings are made out of brick.


3. The Role of FISP

Local Law 11 (now known as “FISP”) originated following the devastating collapse of a section of masonry on the exterior of a building in 1979, resulting in the fatality of a pedestrian. This incident underscored the importance of regular inspections and maintenance of building facades to prevent similar tragedies. Local Law 11 was enacted to mandate periodic inspections of building facades to ensure their structural integrity and mitigate potential hazards, emphasizing the city's commitment to public safety and the protection of its residents and pedestrians.

In accordance with the NYC DOB Façade Inspection Safety Program (FISP), formerly Local Law 11 of 1998, within the five boroughs of New York City, every five years a façade inspection must be performed on all buildings that are greater than six stories in height and on any individual wall(s) greater than six stories in height on otherwise exempt buildings.

  • Inspection Requirements: The FISP inspections must be performed by a Qualified Exterior Wall Inspector (QEWI). These inspections are a crucial component of FISP, designed to ensure the structural integrity and safety of building exteriors. By adhering to this schedule and engaging the expertise of a QEWI, Board Members mitigate risks and the highest standards of safety and compliance.

  • Report Submission: After completing the required inspections, the QEWI submits a report to the Department of Buildings describing the building as either safe, safe with a repair and maintenance program (SWARMP), or unsafe. All conditions observed must also be individually identified with the applicable classification. The report must include a description of required repair work, along with a timeline for performing the repairs, and it must be signed by the building owner and the professional engineer or registered architect responsible for the inspection.

  • Safety Measures: It is crucial to prioritize addressing any issues identified during inspections, such as loose bricks, deteriorating masonry, or compromised balcony railings. These issues pose significant risks to the structural integrity of the building and the safety of your residents and neighbors. By promptly addressing these concerns, Board Members can mitigate potential hazards and ensure the longevity and stability of your building.  

4. FISP Conditions Explained 

In navigating the conditions of your building, understanding the implications of each scenario is crucial. Here's an explanation of each condition and what must be done in each case. As Board Members, your proactive approach to safety is paramount in upholding the standards of your community.

Condition Description Action Required
Safe In this scenario, the building is deemed safe, meaning it meets all structural integrity and safety requirements. No immediate action is necessary regarding sidewalk protection. However, routine maintenance and periodic inspections should still be conducted to ensure the continued safety and structural integrity of the building.
Safe with a Repair and Maintenance Program (SWARMP) This condition indicates that while the building is currently safe, there are certain areas that require repair or maintenance to prevent potential hazards in the future. Sidewalk protection may be necessary during the repair and maintenance work to ensure the safety of pedestrians and workers. Coop and Condo Board Members should develop and implement a comprehensive repair and maintenance program to address identified issues promptly.
Unsafe If a building is deemed unsafe, it means there are significant structural deficiencies or safety hazards that pose a risk to occupants and pedestrians. Immediate action is required to rectify the situation. Sidewalk protection is essential during the repair process to safeguard pedestrians from falling debris or other hazards.

5. Stay Informed about Recent Developments

In the ever-changing world of real estate, it's crucial for Manhattan Coop and Condo Board Members to stay ahead of the game. NYC's building codes and Façade Inspection Safety Program (FISP) requirements are always evolving, responding to new challenges, technological advancements, and lessons from the past.

Be vigilant and proactive in staying updated about recent amendments and developments to ensure ongoing compliance with regulatory standards. Keep a close eye on updates from reliable sources like the Department of Buildings (DOB), industry publications, and professional associations to empower yourself.

Anticipate changes, adjust your strategies accordingly, and maintain the safety and integrity of your buildings. By taking a proactive approach to staying informed, you show your dedication to upholding the highest standards of safety and compliance, building trust and confidence among residents and your neighbors.

Some of the benefits of staying proactive include:

Risk Mitigation and Prevention: Proactive engagement allows Coop and Condo Board Members to identify and address potential risks before they escalate into significant issues. By staying ahead of regulatory changes and emerging challenges, you can implement preventive measures to mitigate risks related to safety, compliance, and structural integrity. This proactive approach minimizes the likelihood of costly repairs, legal disputes, and reputational damage, safeguarding the interests of your residents and owners.

Enhanced Efficiency: Proactively staying informed about industry developments and best practices enables board members to optimize resource allocation and operational efficiency. By anticipating changes in building codes, technology, and market trends, you can plan and budget effectively for maintenance, repairs, and capital improvement projects. This proactive management approach fosters a culture of efficiency and transparency, maximizing the value of investments and resources for the benefit of the community.

Community Engagement and Trust Building: Proactive communication and transparency foster a sense of trust and confidence among residents and owners. By keeping stakeholders informed about regulatory updates, upcoming projects, and proactive measures taken to ensure safety and compliance, board members demonstrate their commitment to serving the best interests of the community. This open and collaborative approach strengthens community engagement, promotes accountability, and fosters a positive reputation, enhancing overall satisfaction and cohesion within your community.

 

One of the tests of leadership is the ability to recognize a problem before it becomes an emergency
— Arnold H. Glasow

In the fast-paced world of urban architecture and safety regulations, Manhattan Coop and Condo Board Members serve as the guardians of their community's safety and integrity. Through a comprehensive exploration of NYC building codes and the Façade Inspection Safety Program (FISP), we hope that this article has provided invaluable insights tailored to your role.

Understanding the historical context, regulatory bodies like the Department of Buildings (DOB), and the intricate facets of safety categories such as boilers, elevators, energy and carbon emissions, and building facades is crucial for effective governance.  

Additionally, delving into the role of FISP underscores the importance of regular inspections and maintenance to prevent tragedies and ensure structural integrity. By staying informed about recent developments and adopting a proactive approach, Board Members can mitigate risks, enhance efficiency, and build trust within their communities. Embrace the benefits of proactive engagement to uphold the highest standards of safety, compliance, and community well-being.

 

Together, let's continue striving for safer, more sustainable, and thriving coop and condo communities in Manhattan.

 

Tina LarssonComment